The head of a body representing Japanese brokerages warned Nomura and other member companies against complacency, saying a slew of scandals this year could shake public confidence in the industry https://t.co/UqgubxN9z7
野村証券 先物取引の価格不正操作問題 過怠金3000万円の処分 https://t.co/yEiJLk6Xma #nhk_news
野村証券に過怠金3000万円 国債先物の相場操縦―日証協 https://t.co/Ec89LzIYYO 日本証券業協会は18日、2021年3月に長期国債の先物取引で相場操縦を行ったとして、野村証券に過怠金3000万円を科す処分を発表しました。
Nomura Holdings has been fined ¥30 million by the Japan Securities Dealers Association (JSDA) for violating regulations in bond futures trading. The sanction, announced on December 18, 2024, pertains to market manipulation involving long-term government bond futures that occurred in March 2021. The JSDA's decision highlights ongoing concerns about compliance within the financial sector, as noted by the head of a body representing Japanese brokerages, who cautioned against complacency amid a series of scandals that could undermine public confidence in the industry.