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5 Key Takeaways - Marketing and Advertising in California: Compliance with the "Honest Pricing Law" https://t.co/r5yQrb9oEl | by @KTS_Law
5 Key Takeaways - Marketing and Advertising in California: Compliance with the "Honest Pricing Law" https://t.co/cEkuKFKeKM
ICYMI - Francine McKenna and I explain why insufficient disclosure may trigger SEC investigation: https://t.co/hcNFIlsSrs https://t.co/u0TwczgFoh
The U.S. Securities and Exchange Commission (SEC) is intensifying its enforcement actions against marketing rule violations by investment advisers. This crackdown has resulted in nine major law firms engaging in related legal work. The SEC's actions are part of a broader effort to address off-channel communications, highlighting the agency's ongoing commitment to securities regulation.
