
The Financial Crimes Enforcement Network (FinCEN) has expanded its regulatory reach with new final rules targeting investment advisers and the residential real estate sector. These rules aim to enhance transparency and prevent money laundering in these industries. Additionally, the upcoming FinCEN filing deadlines are crucial for businesses to comply with the Corporate Transparency Act (CTA). Meanwhile, the Securities and Exchange Commission (SEC) continues its enforcement program, targeting companies and insiders for late beneficial ownership reports under Section 16 and 13(d), (g), and (f). This enforcement sweep has resulted in multiple companies and insiders being cited for non-compliance.
SEC Enforcement sweep picks up multiple companies and insiders with late filings under Section 16 and 13(d), (g) and (f) https://t.co/RGK8UVPjTo
SEC Continues Enforcement Program Targeting Late Beneficial Ownership Reports #sec #federal https://t.co/du356oiihA @proskauer https://t.co/fWRtmBMtgW
CTA Countdown: Upcoming FinCEN Filing Deadlines https://t.co/cvcfATlqsQ #Businesses #Money #Crime @GT_Law https://t.co/CCftrslIRF
