Sources
Loading...
Additional media
Loading...

The Commodity Futures Trading Commission (CFTC) has approved a final rule amending Regulation 4.7, which provides regulatory relief for Commodity Pool Operators (CPOs) and Commodity Trading Advisors (CTAs). The amendment, approved on September 12, 2024, further narrows the scope of relief under Regulation 4.7, commonly referred to as 'Registration Lite'. This step is part of the CFTC's ongoing efforts to limit the availability and scope of relief provided by Regulation 4.7 under the Commodity Exchange Act (CEA).


