
The Commodity Futures Trading Commission (CFTC) has approved a final rule amending Regulation 4.7, which provides regulatory relief for Commodity Pool Operators (CPOs) and Commodity Trading Advisors (CTAs). The amendment, approved on September 12, 2024, further narrows the scope of relief under Regulation 4.7, commonly referred to as 'Registration Lite'. This step is part of the CFTC's ongoing efforts to limit the availability and scope of relief provided by Regulation 4.7 under the Commodity Exchange Act (CEA).



CFTC Further Narrows Scope of Relief Under Regulation 4.7 ‘Registration Lite’ https://t.co/GvZDTKeTMX #trading #cftc #trade @tradelawnews https://t.co/EKGwIJdYnl
CFTC Staff Extends Temporary No-Action Letter Regarding Capital and Financial Reporting for Certain Non-U.S. Nonbank Swap Dealers Domiciled in the EU and the UK: https://t.co/KfP4kgDXXQ
ICYMI—Say goodbye to the SEC’s Climate and ESG Task Force https://t.co/Z7CeK7a0Ig